Hantec Securities Co., Ltd
Securities Service Charges

(1) Trade-Related Services

Service Charge Scale Minimum Charge Remarks
Commission 0.25% of transaction amount Minimum HK$ 100 - negotiable
Transaction Levy 0.0027% of transaction amount   0.0027% Transaction Levy levied by SFC
Investor Compensation Levy Waived (until firther notice)   - levied by HKEX
Trading Fee 0.005% of transaction amount   - levied by HKEX
Stamp Duty 0.1% of transaction amount
(per HK$1,000 of transaction amount)
  - HK$1 is charged for amount less than HK$ 1,000
- levied by HKSAR Government


(2) Scrip Handling and Settlement-Related Services

Service Charge Scale Minimum Charge Remarks
CCASS Fee
Investor Compensation Levy
0.002% of transaction amount Minimum HK$ 2 - levied by HKEX
Deposit of Physical Securities HK$ 5 per certificate or per transfer deed for submitted   - Government imposed charge
Scrip Fee HK$ 1.50 per board lot   - CCASS and Service-related charge
SI/ISI Deposit Transaction Free    
Withdrawal of Physical Securities HK$ 3.50 per board lot HK$ 50 - CCASS and Service-related charge
- Odd lots are charged at HK$ 5
SI Withdrawal Transaction HK$ 20 per stock   - CCASS and Service-related charge
ISI Withdrawal Transaction Free    


(3) Information-Related Services

Negotiable


(4) Account Maintanence

Negotiable


(5) Nominee Services and Corporate Services

Collection Service Fee on Cash Dividend 0.2% on gross dividend Minimum HK$ 20
Maximum HK$ 10K
- CCASS and Service-related charge
Collection Service Fee Miscellaneous benefits other than Cash Dividend HK$ 20 per stock   - CCASS and Service-related charge
Corporate Actions Fee (warrants, covered warrants Conversion, rights subscription) HK$ 0.8 per board lot
plus HK$ 20 handling charge per stockany
Minimum HK$ 20
Maximum HK$ 10K
- CCASS and Service-related charge
Corporate Actions Fee (corporate voting, stock splits, stock consolidations) Free    
Dividend/Bonus/Rights Claims HK$200 per stock per claim + HK$200 handling charge Minimum HK$ 400 - CCASS and Service-related charge
Takeover
(Cash Offer/Open Offer)
HK$ 50 per event plus Action Fee HK$ 2 per board lot and stamp, if Minimum HK$ 50 - CCASS and Service-related charge


(6) Financing and Other Services

Withdrawal of Funds via CHATS HK$ 200 per transfer - Bank and Service related charge
Dishonoured Cheque HK$ 200 per cheque - Bank and Service related charge
*Capital Investment Entrant Scheme (CIES) Annual service charge 0.25% of the portfolio value of the account - negotiable
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